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Inactive

Christopher Richard English

Lumen Capital Management, L.L.C.

River Forest, IL

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Current Employers
Lumen Capital Management, L.L.C.

River Forest, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-07-25
  • IL RA
    APPROVED
    Since 2001-07-25

Branch Locations

550 Ashland, , River Forest, IL 60303 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Luman Capital Management, L.L.C. River Forest IL 06/2001 Present
  • 06/2001 → Present
    Luman Capital Management, L.L.C.
    River Forest, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-05
S63 Uniform Securities Agent State Law Examination 1986-10-03
  • S65 Uniform Investment Adviser Law Examination
    1992-02-05
  • S63 Uniform Securities Agent State Law Examination
    1986-10-03

View on SEC IAPD

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Other Investors

ANTONETTE CONSALVI
Joseph Dean Jaeger
Isabella Maria Jaeger
Terry Christopher Jaeger
DEAN STEVEN JAEGER
Kincade C Frank
Martin Gonzalez
James Albert Kingsley

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · River Forest, IL
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELMWOOD PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHICAGO, IL
EDWARD JONES · OAK PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Chicago, IL
U.S. BANCORP ADVISORS, LLC · Oak Park, IL
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