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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-01
  • CA RA
    APPROVED
    Since 2022-02-01

Branch Locations

2105 S. Bascom Avenue Suite 255, Campbell, CA 95008 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 01/2010 01/2022
Johanson Financial Advisors Bascom CA 12/2011 12/2019
Montage Tax, A Professional Corporation Campbell CA 01/2016 12/2019
Johanson Financial Advisors Bascom CA 01/2020 01/2022
Aw Securities Campbell, CA 02/2022 Present
Allworth Financial Campbell CA 02/2022 Present
Apw Capital, Inc. Campbell CA 01/2010 01/2022
  • 01/2010 → 01/2022
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 12/2011 → 12/2019
    Johanson Financial Advisors
    Bascom, CA
  • 01/2016 → 12/2019
    Montage Tax, A Professional Corporation
    Campbell, CA
  • 01/2020 → 01/2022
    Johanson Financial Advisors
    Bascom, CA
  • 02/2022 → Present
    Aw Securities
    Campbell,, CA
  • 02/2022 → Present
    Allworth Financial
    Campbell, CA
  • 01/2010 → 01/2022
    Apw Capital, Inc.
    Campbell, CA
Previous Registrations
  • 2011-10-19 → 2022-02-01
    Johanson Financial Advisors, Inc.
    San Martin, CA
    Campbell, CA
  • 2006-11-03 → 2013-06-10
    Wealth Design, Llc
    Campbell, CA
  • 2003-06-17 → 2010-01-04
    Campbell, CA
Other Businesses

Johanson Family Rental Property (Scott), San Jose, CA; non-investment related; title: property owner; duties: maintain property and occupancy; time spent: 1 hour/month- Johanson Family Rental Property (Beechwood); San Jose, CA; non-investment related; title: property owner; duties: maintain property and occupancy; time spent: 1hour/month. Johanson Family Rental Property (2255 Cecil); San Jose, CA; non-investment related; title: property owner; duties: maintain property and occupancy; timespent: 1 hour/month. Johanson Family Rental Property (2247 Cecil); San Jose, CA; non-investment related; title: property owner; duties: maintain property andoccupancy; time spent: 1 hour/month. Johanson Family Rental Property (Stokes); San Jose, CA; non-investment related; title: property owner; duties: maintain propertand occupancy; time spent: 1 hour/month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-27
  • S63 Uniform Securities Agent State Law Examination
    1989-10-27
Designations
Other Names
  • David Johanson

View on SEC IAPD

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