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Cassie Mai Khuu

Citigroup Global Markets Inc.

San Francisco, CA

Los Angeles, CA

South San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

South San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Francisco CA 05/2007 Present
Citi Private Bank San Francisco CA 08/2010 Present
Previous Registrations
  • 2003-03-14 → 2007-05-29
    Citicorp Investment Services
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-25
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S65 Uniform Investment Adviser Law Examination
    2002-11-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Other Names
  • Chau Mai Khuu

View on SEC IAPD

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