Harvey Alan Goldberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1986 → Present
  Unemployed
  Boca Raton, FL
• 09/1989 → Present
  Century Financial Services
  Boca Raton, FL
• 07/2008 → Present
  Lincoln Financial Securities Corporation
  Boca Raton, FL
• 01/2025 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL

Previous Registrations

• 2006-03-27 → 2025-01-24
  Osaic Fs, Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1) HARVEY GOLDBERG POSITION: Owner NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/17/1986 ADDRESS: 1399 S.W. 4th street, Boca Raton FL 33486, United States DESCRIPTION: sell insurance as an independent agent. No employees. Self employed. Receive commissions from insurance companies, no fees. Receive a 1099 from different insurance companies.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-12-17