Luke Jay Buehler

Current Employers

Employment History

• 07/1997 → Present
  Summit Financial Advisors
  Jamestown, NY
• 07/1997 → Present
  Self Employed
  Jamestown, NY
• 06/2007 → 10/2023
  Securities America Advisors, Inc
  Jamestown, NY
• 12/2008 → Present
  Summit Wealth Management, Inc.
  Jamestown, NY
• 11/2011 → 09/2022
  First Allied Securities. Inc
  San Diego, CA
• 11/2011 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 10/2023
  Cetera Advisors Llc
  Fredonia, NY
• 10/2023 → Present
  Osaic Wealth, Inc.
  Fredonia, NY
• 10/2023 → Present
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2023-10-09 → 2025-07-03
  The Ameriflex Group
  Fredonia, NY
• 2020-11-12 → 2023-10-19
  Cetera Investment Advisers Llc
  Jamestown, NY
  Fredonia, NY
  Fredonia, NY
• 2011-11-28 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Jamestown, NY
  Fredonia, NY
• 2003-08-13 → 2007-12-31
  Summit Financial Advisors, Llc
  Jamestown, NY

Other Businesses

1. SUMMIT FINANCIAL ADVISORS, LLC -HOLDING CO; START DATE 4/5/96; 0 HRS PER MONTH. 2. SUNY FREDONIA TECHNOLOGY INCUBATOR MENTOR PROGRAM -VOLUNTEER; NON-PROFIT ORG; START DATE; 10/1/18; 4 HRS PER MONTH. 3. TEAM 1 INSURANCE SERVICES LLC -MEMBER; INSURANCE FIXED/LIFE/HEALTH/P&C; START DATE 11/1/21; 4 HRS PER MONTH. 4. TEAM 1 INSURANCE LLC POS: Partner NATURE: Property Casualty Insurance/Medicare Advantage & Medicare Supplement Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 7/1/19 ADDY: 1285 N Main, Jamestown NY 14701 DESCRIPT: provide referrals to agency, help monitor business financials. 5. DNL PROPERTIES LLC POSITION: partner NATURE: LLC owns 2 office buildings INVESTMENT RELATED: Yes # OF HRS: 2 SECURITIES TRADING HRS: 1 START DATE: 6/1/06 ADDY: 1285 N Main St, Jamestown NY 14701 DESCRIPT: Monitor financials, hire maintenance 6. LJB FINANCIAL SVCS POS: VP NATURE: holding company passthrough, small portion of income and expenses generated solely from fixed life insurance/fixed annuity sales/service. INVESTMENT RELATED: Yes # OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 7/1/04 ADDY: 35 E Main St, Fredonia NY 14063 DESCRIPT: pay expenses specifically to do with fixed life sales. Sell/service fixed life 7. DUNKIRK FREDONIA LIONS CLUB POSITION: Chairman of the Equipment closet NATURE: service org INVESTMENT RELATED: No # OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 8/1/19 ADDY: PO Box 44, Dunkirk NY 14048 DESCRIPT: Help club receive in & donate out household medical equipt wheelchairs/shower chairs etc to those in need in our community 8. SUMMIT WEALTH MANAGEMENT INC. POSITION: vice president NATURE: DBA for Wealth Management and Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2004 ADDRESS: 35 East Main Street, Fredonia NY 14063, United States DESCRIPTION: direct employees, work directly with client on wealth management issues. 9. LUCA S CALANNI FOUNDATION POS: Finance Committee Member NATURE: nonprofit established to help underprivileged kids in Western NY. Luca Calanni was my grandson who tragically died at age 11 from complications from a Flu virus. INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HRS: 1 START DATE: 2/15/20 ADDY: PO Box 614, Hamburg NY 14075 DESCRIPT: help fellow committee members monitor grants/donations, coordinated with local community foundation. Report to the board of directors regarding quarterly activity of the foundation. 10. SUMMIT ACCOUNTING SOLUTIONSS POSITION: partner NATURE: Provide income tax preparation and pro forma tax reviews. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/02/2011 ADDRESS: 1285 N Main St, Jamestown NY 14701, United States DESCRIPTION: Discuss client needs and results with accounting staff. 11. LUKE BUEHLER POS: insurance agent NATURE: sole proprietor INVESTMENT RELATED: Yes # OF HRS: 4 SECURITIES TRADING HRS: 3 START DATE: 8/15/24 ADDY: 35 E Main St, Fredonia NY 14063 DESCRIPT: place fixed life, disability, long term care protection products as well as fixed interest annuities to help clients 12. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/24/2025 ADDRESS: 35 East Main Street, Fredonia NY 14701 DESCRIPTION: I Provide Advisory Services such as Financial Plans, WRAP Fee accounts, Retirement Plan Consulting, etc. I devote about 70% of my work hours towards this business.

Exams

• S66 Uniform Combined State Law Examination
  2012-11-29
• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1987-03-31