John Alexander Adams

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-09-07

FL RA
APPROVED

Since 2011-09-07

Branch Locations

Fleming, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Start Date 5-1-99, participates in Trusted Advisor Program, Start Date: 4-16-2016 Accountant, John Adams, CPA, 2322 Glenfinnan Drive, Orange Park, Fl. 32073, CPA Sole proprietor. Will provide tax and advisory services. The hours and compensation is an estimate. To date, no compensation has been received. 50 hours per month, 5000 yearly compensation. Business email address is john4422@outlook.com, Evangel Temple Assembly of God, Inc., 5755 Ramona Blvd., Jacksonville, FL 32205, Deacon and Secretary of Deacon Board, provide support to our pastoral staff, 02/13/2019, 15hrs/mo. Not Investment Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-01
S63	Uniform Securities Agent State Law Examination	1999-08-19

S65 Uniform Investment Adviser Law Examination

2011-09-01
S63 Uniform Securities Agent State Law Examination

1999-08-19

Other Names

John Adams

View on SEC IAPD