Micah Farl Taylor

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
OK	RA	APPROVED	2007-08-20

TX RA
APPROVED_RES

Since 2021-03-08
OK RA
APPROVED

Since 2007-08-20

Branch Locations

Pond Creek, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corporation	Pond Creek	OK	05/1988	Present
Taylor Agency	Pond Creek	OK	01/1992	Present
Principal Financial Group	Pond Creek	OK	08/2001	Present

05/1988 → Present

Princor Financial Services Corporation

Pond Creek, OK
01/1992 → Present

Taylor Agency

Pond Creek, OK
08/2001 → Present

Principal Financial Group

Pond Creek, OK

Other Businesses

***RENTAL PROPERTY, 11/2009,OWNER. ***FARMER,1/10,LIVESTOCK, PECANS AND FIREWOOD.***Fixed Insurance; Investment Related; Pond Creek, OK; Agent; Fixed Life, Annuities LTC, DI Health, Med supps, Group Ins; Start Date: 08/10/2011; 88 hrs per month; 88 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-14
S63	Uniform Securities Agent State Law Examination	1987-05-05

S65 Uniform Investment Adviser Law Examination

2007-08-14
S63 Uniform Securities Agent State Law Examination

1987-05-05

View on SEC IAPD