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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-05-02
  • OH RA
    APPROVED
    Since 2014-05-02

Branch Locations

2154 E. Main Street Suite # 201, Bexley, OH 43209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Columbus OH 05/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 8021 Croton Road, Johnstown, OH, 43031, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/31/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental of property we own. We'll serve as landlord and maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-29
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S65 Uniform Investment Adviser Law Examination
    2001-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17
Other Names
  • Suzette Marie Lanz
  • Sue Lanz

View on SEC IAPD

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