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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-31 |
| OH | RA | APPROVED | 2018-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | Bexley | OH | 04/2015 | 10/2018 |
| Waddell & Reed, Inc | Dublin | OH | 04/2015 | 10/2018 |
| Bexley Middle School | Bexley | OH | 11/2016 | Present |
| Lpl Financial, Llc | Bexley | OH | 10/2018 | Present |
1)10/1/18- BLACK DIAMOND FINANCIAL GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- Newark, OH- 100% 2)10/1/18- Non-Variable Insurance- Agent- Inv. Related- Newark, OH- 20hrs/mth- 20% 3)10/1/18- Bexley Middle School - HEAD WRESTLING COACH- Non-Inv. Related- Columbus, OH- 50hrs/mth- 10% 4) 09/06/2019 - THE Financial Coach - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/03/2019 - 160 hrs/mo - 150 hrs during trading. 5) 6/22/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Broker - Started 05/27/2020 - 20 Hours Per Month During Securities Trading. 6) 3/29/2021 - United Health Care - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2020 - 40 Hours Per Month/30 Hours During Securities Trading - Health. 7) 10/14/2022 - BEXLEY CITY SCHOOLS - Not Investment Related - 326 South Cassingham Street, Bexley, Ohio 43209 - Other - Coaching - 7th grade head football coach - Start Date - 07/11/2022 - 20 Hours Per Month/0 Hours During Securities Trading 8) 11/14/2023 - MARQUIS ADVISORY GROUP - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/30/2023 - 40 Hrs/Mo & During Trading 9) 06/06/2024 - Black Diamond Financial Group -THE Financial Coach - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/22/2024 - 120 Hrs/Mo During Trading. 10) 12/23/2025 - THE FINANCIAL SOLUTIONS NETWORK PRIVATE ADVISORY GROUP - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 20 hours per month/ during trading 11) 12/23/2025 - James Petty - Loanee/ Borrower - Not Investment Related - Start Date 12/02/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-06 |
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