Marilyn P Carter-Hogan

Current Employers

Employment History

• 08/2012 → Present
  Regal Securities
  Glenview, IL

Previous Registrations

• 2010-04-05 → 2012-08-06
  Brokersxpress Llc
  New Albany, OH
  Chicago, IL
• 2003-06-10 → 2010-04-05
  Wells Fargo Clearing Services, Llc
  Dublin, OH
  Dublin, OH

Other Businesses

1) CARTER CAPITAL MANAGEMENT. 6530 W CAMPUS OVAL, STE 260. NEW ALBANY, OH. 43054. TITLE: FOUNDER. START DATE: 4/1/2010. 160HRS/MONTH, 160HRS DURING TRADING. INVESTMENT RELATED. 2) INSURANCE PRODUCTS - JACKSON NATIONAL LIFE, LANSING, MI; AGENT TO PROVIDE JACKSON ANNUITY PRODUCTS TO CLIENTS. BEGAN DECEMBER 2014 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 3. INSURANCE PRODUCTS - THE HARTFORD, WOODBURY, MA; AGENT TO PROVIDE HARTFORD ANNUITY PRODUCTS TO CLIENTS. BEGAN JUNE 2014 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 4. INSURANCE PRODUCTS - PRUDENTIAL ANNUITIES, PHILADELPHIA, PA; AGENT TO PROVIDE PRUDENTIAL ANNUITY PRODUCTS TO CLIENTS. BEGAN SEPTEMBER 2013 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 5. INSURANCE PRODUCTS - ALLIANZ LIFE INSURANCE CO, MINNEAPOLIS, MN; AGENT TO PROVIDE ALLIANZ ANNUITY PRODUCTS TO CLIENTS. BEGAN JULY 2014 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 6. INSURANCE PRODUCTS - ALLSTATE LIFE INSURANCE, TOPEKA, KS; AGENT TO PROVIDE ALLSTATE ANNUITY PRODUCTS TO CLIENTS. BEGAN APRIL 18, 2014 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 7. INSURANCE PRODUCTS - LINCOLN FINANCIAL GROUP, CONCORD, NH; AGENT TO PROVIDE ALLSTATE ANNUITY PRODUCTS TO CLIENTS. BEGAN MAY 19, 2014 WITH EXPECTED ANNUAL INCOME OF $1,000.00 PER YEAR. WILL DEVOTE APPROXIMATELY 20 HOURS PER YEAR TO THIS BUSINESS AND MAY INVOLVE SOME WORK DURING TRADING HOURS DEPENDENT ON CLIENT NEEDS. 8. HURON VALLEY REFERRAL NETWORK Position: Vice President Address: N/A Investment-related: no Start Date: 1/2024 (been part of HVRN since 10/2020) #hours devoted to OBA: 2 hours per week #hours during market: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-03
• S63 Uniform Securities Agent State Law Examination
  1991-06-19

Other Names

• Marilyn Margaret Peterson
• Marilyn Margaret Peterson-Carter
• Marilyn P Carter