Robert John Kosek

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2005-10-10

PA RA
APPROVED

Since 2005-10-10

Branch Locations

400 3Rd Ave Ste 309, Kingston, PA 18704 • United States

Pittston Twp, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Dallas	PA	05/1999	03/2020
Ameriprise Financial Services, Llc	Kingston	PA	03/2020	Present

05/1999 → 03/2020

Ameriprise Financial Services, Inc.

Dallas, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Kingston, PA

Other Businesses

Outside Employment; Stephenson Foundational Management LLC; Financial Advisor - financial advisor and support staff; Manage advisory business; 3800 Market St Suite 202, , Camp Hill, PA, 17011; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-07-19

S63 Uniform Securities Agent State Law Examination

1999-07-19

Designations

Certified Financial Planner

Other Names

Robert John Kosek

View on SEC IAPD