G Thomas Butler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-07
IN	RA	APPROVED	2010-10-29

TX RA
APPROVED_RES

Since 2011-01-07
IN RA
APPROVED

Since 2010-10-29

Branch Locations

Zionsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Indianapolis	IN	10/2010	Present

10/2010 → Present

Lpl Financial

Indianapolis, IN

Previous Registrations

2007-08-31 → 2010-11-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
2007-04-02 → 2007-09-05

Morgan Stanley & Co. Llc

Indianapolis, IN
2001-12-12 → 2007-04-02

Morgan Stanley Dw Inc.

Indianapolis, IN

Indianapolis, IN

Other Businesses

1. 12/01/2022 - Butler Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/07/2022 - 12 Hours Per Month/12 Hours During Securities Trading 2. 11/06/2023 - Helen Wells Agency - Non Inv Related - Indianapolis, IN - Other - Model - Start Date: 10/17/2023 - 3 Hrs/Mo; 0 Hrs During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-11
S63	Uniform Securities Agent State Law Examination	1994-01-28

S65 Uniform Investment Adviser Law Examination

1994-02-11
S63 Uniform Securities Agent State Law Examination

1994-01-28

Other Names

Gary Butler
Gary Thomas Butler

View on SEC IAPD