Michael Patrick Berens

Rbc Capital Markets, LLC

Chevy Chase, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-09-03
MD	RA	APPROVED	2023-10-26

DC RA
APPROVED

Since 2024-09-03
MD RA
APPROVED

Since 2023-10-26

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Boston	MA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	1988-03-18

S66 Uniform Combined State Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

1988-03-18

Other Names

Mike Berens
Berens

View on SEC IAPD

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