Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Eugene | OR | 02/1985 | Present |
| First Allied Securities, Inc. | San Diego | CA | 12/1994 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Eugene | OR | 09/2022 | Present |
1.)KAUBLE FINANCIAL. SOLE PROPRIETOR. HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY. FLOW THROUGH ACCOUNT FOR EXPENSES. START DATE 1/1/1990. 2.) Relief Nursery; Board of Directors; Non-Profit Organization; start date 01/01/2008; 4 hours per month. 3.) Susan Kauble; Partner; Real Estate(Rental Property/Passive Investment); start date 01/01/1990; 4 hours per month. 4.) DANBY FAMILY LLC; MEMBER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); STARTED 12/20/2018; 4 HOURS PER MONTH. 5.) SHARON AND DENNIS O'NEIL; EXECUTOR; FIDUCUARY POSITION (TRUSTEE,POA,EXECUTOR, ETC.); START DATE 08/12/2019; 4 HOURS PER MONTH. 6.) PEO CHAPTER AM; TREASURER; NON PROFIT ORGANIZATION; START DATE 04/01/2020; 4 HOURS PER MONTH. 7.) BRIGHT FUTURE WEALTH MANAGEMENT; PARTNER; DBA; START DATE: 10/22/2021; 4 HOURS PER MONTH. 8.) NAME OF OTHER BUSINESS: JASK PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-11 |
Reach out to this advisor