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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-11-12
  • OR RA
    APPROVED
    Since 2020-11-12

Branch Locations

169 W. 6Th Ave Suite 102, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Eugene OR 02/1985 Present
First Allied Securities, Inc. San Diego CA 12/1994 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Eugene OR 09/2022 Present
  • 02/1985 → Present
    Self Employed
    Eugene, OR
  • 12/1994 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Eugene, OR
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Eugene, OR
  • 2004-09-17 → 2012-07-02
    First Allied Securities, Inc.
    Eugene, OR
    Corvallis, OR
Other Businesses

1.)KAUBLE FINANCIAL. SOLE PROPRIETOR. HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY. FLOW THROUGH ACCOUNT FOR EXPENSES. START DATE 1/1/1990. 2.) Relief Nursery; Board of Directors; Non-Profit Organization; start date 01/01/2008; 4 hours per month. 3.) Susan Kauble; Partner; Real Estate(Rental Property/Passive Investment); start date 01/01/1990; 4 hours per month. 4.) DANBY FAMILY LLC; MEMBER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); STARTED 12/20/2018; 4 HOURS PER MONTH. 5.) SHARON AND DENNIS O'NEIL; EXECUTOR; FIDUCUARY POSITION (TRUSTEE,POA,EXECUTOR, ETC.); START DATE 08/12/2019; 4 HOURS PER MONTH. 6.) PEO CHAPTER AM; TREASURER; NON PROFIT ORGANIZATION; START DATE 04/01/2020; 4 HOURS PER MONTH. 7.) BRIGHT FUTURE WEALTH MANAGEMENT; PARTNER; DBA; START DATE: 10/22/2021; 4 HOURS PER MONTH. 8.) NAME OF OTHER BUSINESS: JASK PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-14
S63 Uniform Securities Agent State Law Examination 1988-01-11
  • S66 Uniform Combined State Law Examination
    2003-05-14
  • S63 Uniform Securities Agent State Law Examination
    1988-01-11

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