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Stephen Douglas Allen

Roehl & Yi Investment Advisors, LLC

Eugene, OR

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Current Employers
Roehl & Yi Investment Advisors, Llc

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-01-09
  • OR RA
    APPROVED
    Since 2025-01-09

Branch Locations

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roehl & Yi Investment Advisors Eugene OR 08/2021 Present
Hoffman, Stewart And Schmidt P.C. Lake Oswego OR 09/2020 07/2021
George Fox University Newberg OR 08/2015 06/2020
  • 08/2021 → Present
    Roehl & Yi Investment Advisors
    Eugene, OR
  • 09/2020 → 07/2021
    Hoffman, Stewart And Schmidt P.C.
    Lake Oswego, OR
  • 08/2015 → 06/2020
    George Fox University
    Newberg, OR
Other Businesses

ROEHL & YI INVESTMENT SERVICES - NON-INVESTMENT RELATED - SAME ADDRESS - INSURANCE AGENT - 2026 - 1-2 HR/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-12
  • S65 Uniform Investment Adviser Law Examination
    2021-11-12
Designations

View on SEC IAPD

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Other Offices

FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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