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309 Broad St, Gadsden, AL 35901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-14 |
| AL | RA | APPROVED | 2016-01-01 |
Branch Locations
309 Broad St, Gadsden, AL 35901 • United States
612 Broad St Suite 100, Gadsden, AL 35901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goggans Group Inc | Anniston | AL | 11/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-26 |
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