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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| VA | RA | APPROVED | 2000-10-01 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
B TO A LLC, INV RELATED, MECHANICSVILLE, VA, 100% OWNERSHIP WITH SPOUSE, START 8/14/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, RENTAL REAL ESTATE HOLDINGS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-20 |
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