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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-19 |
| CA | RA | APPROVED | 2023-05-23 |
Branch Locations
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
1444 N. Main Street Suite D, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Walnut Creek | CA | 05/2009 | 09/2019 |
| Strategic Wealth Advisors Group | Walnut Creek | CA | 05/2017 | 09/2019 |
| Raymond James Financial Services Advisors, Inc. | Walnut Creek | CA | 09/2019 | 05/2023 |
| Raymond James Financial Services, Inc. | Walnut Creek | CA | 09/2019 | 05/2023 |
| Concurrent Investment Advisors Dba Laurus Financial Group Llc | Walnut Creek | CA | 10/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2023 | Present |
(1)Rental Property. Investment Related. 20 Shreve Ln, Lafayette, CA, 94549, United States. Real Estate Brokerage/ Agent or Development. Agent. 08/01/2017. 0-1 Hours per month devoted to this business all during trading hours. Real estate agent. (2) GBS Insurance and Financial. Investment Related. 1444 N. Main Street, Walnut Creek, CA, 94596, United States. Non-variable Insurance. Agent. 07/29/2022. 2-10 Hours per month devoted to this business with 0-1 during trading hours.They are an outside GA and will only utilises them to offer additional fixed insurance solution such as IUL and immediate annuity sales (3) ICS Wealth management. Not investment related. 1444 N. Main Street, Walnut Creek, CA, 94596, United States. Support Company. Officer - CEO. 01/01/2013. 0-1 Hours per month devoted to this business all during trading hours. use this S corp as it owns 50% of Laurus Financial Group (4) Concurrent Investment Advisors DBA Laurus Financial Group LLC. Investment Related. 1444 N Main Street Suite D, Walnut Creek, CA, 94596, United States. RIA/Support Compnay. IAR. 10/01/2019. 81+ Hours per month devoted to this business all during trading hours. Financial advisor, Managing partner of the DBA. (5) Fixed Insurance. Investment Related. 1444 N Main Street Suite D, Walnut Creek, CA, 94596, United States. Fixed/traditional insurance. Agent. 4/13/2023. 2 hr/month all during trading hrs. Sales of fixed/traditional products. (6) Strategic Capital Solutions Wealth Management. Investment Related. 1444 N Main Street Suite D, Walnut Creek, CA 94596. Support Company. Owner. 11/13/2023. Less than 1% of time monthly.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-15 |
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