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Lauren Coale

Hightower Advisors, LLC

Chicago, IL

Purchase, NY

CRD 1538816

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-30
  • NY RA
    APPROVED
    Since 2023-05-30

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

2500 Westchester Ave Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life / Prosperian Wealth Management Rye Brook NY 07/2014 01/2017
Park Avenue Securities Llc Rye Brook NY 12/2015 01/2017
Altium Wealth Management Purchase NY 01/2017 04/2023
Hightower Advisors Chicago IL 04/2023 Present
  • 07/2014 → 01/2017
    Guardian Life / Prosperian Wealth Management
    Rye Brook, NY
  • 12/2015 → 01/2017
    Park Avenue Securities Llc
    Rye Brook, NY
  • 01/2017 → 04/2023
    Altium Wealth Management
    Purchase, NY
  • 04/2023 → Present
    Hightower Advisors
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 1987-12-15
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    1987-12-15
Other Names
  • Lauren Beth Stein
  • Lauren Beth Coale
  • Lauren Stein Coale

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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