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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2009-09-29 |
Branch Locations
1 Promenade Street Building 1, Suite 202, Bluffton, SC 29910 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Hilton Head Isaldn | SC | 06/2008 | 07/2022 |
| B. Riley Wealth Advisors | Bluffton | SC | 09/2009 | Present |
| B. Riley Wealth Management | Bluffton | SC | 07/2022 | Present |
(1) HILTON HEAD ASSET MANAGEMENT GROUP; DBA FOR B. RILEY WEALTH BUSINESS, ALL BUSINESS CONDUCTED THROUGH B. RILEY WEALTH; SAME ADDRESS AS BRWM; START DATE 09/22/2009; 120 HOURS/MONTH.... (2) B. RILEY WEALTH INSURANCE CORP; INVESTMENT RELATED; SAME ADDRESS AS BRWM; ANNUITY SALES; LICENSED AGENT; START DATE 05/2008; 1 HR/MONTH, DURING TRADING HOURS; CUSTOMERS ARE BRWM CLIENTS, SALE OF INSURANCE PRODUCTS... (3) NOTARY SC; NOTARY PUBLIC; HILTON HEAD, SC; 0 HRS/MONTH; START DATE 2008; NOT INVESTMENT-RELATED....
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-19 |
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