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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-12
  • TX RA
    APPROVED
    Since 2013-06-12

Branch Locations

740 E Campbell Road Suite 120, Richardson, TX 75081 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group Richardson TX 05/2013 Present
  • 05/2013 → Present
    Independent Financial Group
    Richardson, TX
Previous Registrations
Other Businesses

(1) MICHAEL TANNERY, PLLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2019 ADDRESS: 740 E Campbell Raod, Suite 120, Richardson TX 75081, United States DESCRIPTION: 100% OWNER OF DBA MICHAEL TANNERY, PLLC OFFERING ACCOUNTING AND TAX SERVICES. (2) TANNERY COMPANY POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2019 ADDRESS: 740 E Campbell Raod, Suite 120, Richardson TX 75081, United States DESCRIPTION: 50% OWNER OF DBA TANNERY COMPANY USED FOR MARKETING PURPOSES. (3) MICHAEL ANTHONY TANNERY POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2013 ADDRESS: 740 E Campbell Raod, Suite 120, Richardson TX 75081, United States DESCRIPTION: TX INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (4) RICHARDSON YMCA POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2021 ADDRESS: Richardson YMCA, 821 Custer Rd, Richardson TX 75080, United States DESCRIPTION: We work diligently to be a cause-driven organization that supports youth development, healthy living and social responsibility. TANNERY COMPANY PLLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 08/21/2025 ADDRESS: 740 E Campbell Road, Suite 120, Richardson TX 75081, United States DESCRIPTION: 90% OWNER OF DBA TANNERY COMPANY, PLLC (NAME CHANGE FROM MICHAEL TANNERY PLLC) OFFERING ACCOUNTING AND TAX SERVICES SINCE 2019.INVESTMENT RELATED. 25% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-06
S63 Uniform Securities Agent State Law Examination 1992-08-21
  • S65 Uniform Investment Adviser Law Examination
    1995-02-06
  • S63 Uniform Securities Agent State Law Examination
    1992-08-21
Other Names
  • Michael A Tannery

View on SEC IAPD

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