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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-21 |
| TX | RA | APPROVED_RES | 2009-12-22 |
Branch Locations
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | Present |
LE-VEL (THRIVE); NOT INV. RELATED; ROBERSONVILLE, NC; PROMOTER; NUTRITIONAL PRODUCTS/VITAMINS; START DATE 8/2017; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PROMOTING NUTRITIONAL PRODUCTS. NOTARY PUBLIC, NOT INV. RELATED, ROBERSONVILLE, NC. START: 8/28/17, 1 HOUR/MONTH, 1 HOUR DURING TRADING, NOTARIZES DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-10 |
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