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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-16 |
| TX | RA | APPROVED_RES | 2018-07-09 |
| FL | RA | APPROVED | 2017-10-26 |
| OH | RA | APPROVED | 2009-02-02 |
Branch Locations
3875 Embassy Pkwy Ste 300, Akron, OH 44333 • United States
Mayville, NY • United States
Wadsworth, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Akron | OH | 01/2009 | Present |
KINNIS INC 5043 RIDGE RD. MEDINA, OH 44256 49% SHAREHOLDER SINCE 1997 - THIS IS MY HUSBANDS COMPANY AND HE RUNS IT 100%. I HAVE NO DUTIES AND NO PAY. THIS IS A LANDSCAPING, LAWNCARE AND SNOW REMOVAL COMPANY. Name: KDF Investments LLC; Investment-related; Address; 5043 Ridge Rd, Medina, OH 44256; Nature: Private Company; Role: Officer; Start Date: 12/1/2005; Appx hrs: 0 hours; Hrs during trading: 0; Duties: we are a two person LLC we discuss all things financial NAME AND ADDRESS OF OTHER BUSINESS: HAWS FAMILY INVESTMENTS LLC, 64 SHARON WOODS RD., WADSWORTH, OH 44281 NATURE OF ENTITY: REAL ESTATE INVESTMENTS ROLE IN OUTSIDE BUSINESS ACTIVITY: CAPITAL PROVIDER AND CONSULTANT HOW MUCH TIME IS DEVOTED TO OTHER BUSINESS: 1 HOUR PER WEEK. NONE DURING SECURITIES TRADING HOURS. Name/Address: CASA 650 Dan Street, Akron OH, 44310 Start date: 9/20/10 Hours spent: 5 hours/month, 2 hours/month during trading hours Role/Responsibility: General Board Responsibilities and discussion of excess funds. Investment related. Name/Address: Akron Community Foundation 375 Cedar St Akron OH 44307 Start Date: 7/25/17 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Finance Committee Investment Related Name/Address: Akron Urban League 440 Vernon Odom Blvd Akron OH 44307 Start Date: 5/4/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment/Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-19 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-19 |
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