Thomas John O'COnnor

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 09/2016
  Bb&T Investment Services, Inc.
  Walton, KY
• 10/2016 → Present
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → Present
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Lakeside Park, KY
  Jacksonville, FL
• 2016-11-01 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY
  Covington, KY
• 2015-11-02 → 2016-09-30
  Bb&T Investment Services, Inc.
  Walton, KY
  Fort Wright, KY
  Walton, KY
  Charlotte, NC
  Louisville, KY
  Erlanger, KY
  Florence, KY
• 2014-08-01 → 2015-11-10
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
• 2010-09-21 → 2014-07-24
  Strategic Advisers Llc
  Chicago, IL
• 2009-07-24 → 2010-08-23
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2009-07-24 → 2010-08-23
  Td Ameritrade Investment Management, Llc
  Oakbrook, IL
• 2009-04-14 → 2009-08-05
  Mws Capital Consultants Llc
  Chicago, IL
• 2001-10-18 → 2009-02-26
  Strategic Advisers Llc
  Chicago, IL

Other Businesses

OBA-11401|OrgNmn:O'Connor Preservation Trust|Org Addr:Edgewood,Kentucky,US|OBA Nature:This is my parent's trust they|Invst Rel:Y|Title:1 of 3 trustees, Trustee|Duties:none|StrtDt:11-16-18|TotHrs/mon:1|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2001-09-26
• S63 Uniform Securities Agent State Law Examination
  1999-12-27

Other Names

• Thomas John Iv Oconnor
• Thomas John Oconnor
• Thomas J O'COnnor
• Thomas John O Connor
• Thomas J Oconnor
• Thomas John O'COnnor
• Thomas John O'COnnor
• Thomas John Oconnor