Ivonne Rivera

Ubs Financial Services Inc.

Florham Park, NJ

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	05/2006	Present

05/2006 → Present

Ubs Financial Services Inc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-05-06

S63 Uniform Securities Agent State Law Examination

2011-05-06

Other Names

Ivonne Alice Rivera
Yvonne Rivera

View on SEC IAPD

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