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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-09-23 |
Branch Locations
10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States
Sequim, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Administrator or executor of an estate or trustee of a trust for a non-family or family member (revised 10/10/2015). Benefit Management, Blue Cross Major Medical Insurance, General agency, 01/01/2008, Health Insurance, less than $10K annual comp. Welfare for Animal Guild, WAG P.O. Box 3966, Sequim, WA 98382 360-460-6258, volunteer, assist with the charity to care for the welfare of rescued animals in the community, 01/11/2023, approx 10 hrs mo., no comp.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-26 |
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