David Schoep

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 04/2026
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2014 → 04/2026
  Cetera Investment Advisers Llc
  Denver, CO
• 01/2012 → 04/2026
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 01/2012 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 09/2022 → 04/2026
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2024 → 04/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → 04/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Principal Life Insurance Company
  Aurora, CO
• 04/2026 → Present
  Principal Securities, Inc.
  Aurora, CO
• 02/2013 → 06/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2013 → 04/2026
  Cetera Advisors Llc
  Denver, CO
• 11/2012 → 04/2026
  Cetera Investment Services Llc
  Saint Cloud, MN

Previous Registrations

• 2024-03-21 → 2026-04-20
  Cetera Investment Advisers Llc
  Aurora, CO
• 2012-05-28 → 2024-03-21
  Cetera Advisors Llc
  St Cloud, MN
  Saint Paul, MN
  Rice Lake, WI
  Greenwood Village, CO
  Parker, CO
  Greenwood Village, CO
  Aurora, CO
• 2012-11-16 → 2015-06-02
  Cetera Wealth Services, Llc
  El Segundo, CA
  Greenwood Village, CO
• 2012-10-18 → 2015-06-02
  Cetera Investment Advisers Llc
  Denver, CO
• 2012-11-16 → 2014-01-21
  Cetera Investment Services Llc
  El Segundo, CA
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2012-05-25
• S63 Uniform Securities Agent State Law Examination
  2006-01-30

Other Names

• David K Schoep
• Dave Schoep
• David Kenneth Schoep