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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-09 |
| MN | RA | APPROVED | 2018-06-04 |
Branch Locations
Hot Springs, AR • United States
St Cloud, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | St. Cloud | MN | 12/2013 | 06/2018 |
| St. Cloud Federal Investment Services | St. Cloud | MN | 12/2013 | 06/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2018 | 05/2020 |
| Cetera Investment Advisers Llc | St Cloud | MN | 06/2018 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2018 | 05/2020 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2013 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-11 |
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