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Kristine Marie Moore

Tiaa-Cref Individual & Institutional Services, LLC

Waltham, MA

Sudbury, MA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-11
  • MA RA
    APPROVED
    Since 2026-08-11

Branch Locations

225 Wyman Street, Waltham, MA 02451 • United States

Sudbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Hamden CT 07/2014 03/2022
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 07/2014 03/2022
Newedge Advisors New Orleans LA 04/2022 09/2024
Newedge Securities, Inc Pittsburgh PA 04/2022 09/2024
Tiaa West Hartford CT 12/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc West Hartford CT 12/2024 Present
Radiant Wealth North Haven CT 03/2022 09/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-03
S63 Uniform Securities Agent State Law Examination 2011-05-31
  • S66 Uniform Combined State Law Examination
    2014-09-03
  • S63 Uniform Securities Agent State Law Examination
    2011-05-31
Other Names
  • Kristine Marie Moore
  • Kristine Goldschmidt Moore
  • Kristine Marie Goldschmidt
  • Kris Goldschmidt
  • Kristine M Moore

View on SEC IAPD

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