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John O Braeseke

Chicago Partners Investment Group LLC

Chicago, IL

CRD 1537159

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Employer firm

Chicago Partners Investment Group LLC CRD 147662

$7.47B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • 401K PLAN OPTION REVIEW & MONITORING

From the firm’s Form ADV. Read the guides:

Current Employers
Chicago Partners Investment Group Llc

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-10
  • IL RA
    APPROVED
    Since 2022-06-10

Branch Locations

1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 05/1987 03/2022
Chicago Partners Investment Group Llc Chicago IL 06/2022 Present
Other Businesses

John Braeseke; 01/01/2000; Not investment related; Voiceover; acting; less than 20 hours per month; not during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-11
S63 Uniform Securities Agent State Law Examination 1986-11-21
  • S65 Uniform Investment Adviser Law Examination
    2022-05-11
  • S63 Uniform Securities Agent State Law Examination
    1986-11-21
Other Names
  • John O Braeseke
  • John O. Braeseke

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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