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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-12 |
| OH | RA | APPROVED | 2000-07-21 |
Branch Locations
10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dayton | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dayton | OH | 11/2016 | Present |
1. POWER OF ATTORNEY FOR MOTHER, INVESTMENT RELATED, DAYTON OH, BEGAN 6/22/1966, 2 HOURS / MONTH, DURING BUSINESS HOURS, ACCOUNT DUE DILIGENCE. 3. RENTAL PROPERTY; INVESTMENT RELATED; SIESTA KEY,FL; 100% OWNERSHIP; START 4/10/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-24 |
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