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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-14 |
| NJ | RA | APPROVED | 2017-09-06 |
Branch Locations
100 Eagle Rock Ave Ste 225, East Hanover, NJ 07936 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Paramus | NJ | 04/2007 | 08/2017 |
| Morgan Stanley Smith Barney | Paramus | NJ | 06/2009 | 08/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2017 |
| Wells Fargo Advisors Financial Network, Llc | East Hanover | NJ | 09/2017 | Present |
RLVJ HOLDINGS, INV RELATED, EAST HANOVER, NJ, 100% OWNERSHIP, START 9/1/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. SILVER SPRING CAPITAL, INVT RELATED, EAST HANOVER, NJ, 80% OWNERSHIP, START DATE 9/1/2017, 200 HRS PER MONTH, FULL TIME HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR SILVER SPRING CAPITAL INC 401K, INV RELATED, EAST HANOVER, NJ, START: 9/01/2017, FULL TIME HRS DURING TRADING, FULL TIME HRS/MONTH, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-19 |
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