Randy Lee Derbick

Current Employers

Employment History

• 12/2000 → Present
  Derbick Enterprises, Llc
  Wausau, WI
• 01/2014 → 11/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2014 → Present
  Global View Capital Management
  Waukesha, WI
• 09/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI
• 11/2010 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI

Previous Registrations

• 2010-11-01 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Wausau, WI
  Wausau, WI
  Atlanta, GA
  Waukesha, WI
• 2006-07-17 → 2010-11-02
  Investment Advisors International, Inc.
  Wausau, WI
• 2005-02-02 → 2006-08-24
  Transamerica Financial Advisors, Llc
  Wausau, WI

Other Businesses

[1] DERBICK ENTERPRISES,LLC; YES INVESTMENT RELATED; ADDRESS: 1401 GRAHAM STREET, WAUSAU, WI 54401; NATURE: FINANCIAL; POSITION: OWNER/SOLE PROPRIETOR; STARTED: DECEMBER 2000; APPROX. 2 HR/MO OUTSIDE TRADING; APPROX. 2 HRS/MO DURING TRADING HOURS; REPSONSIBILITIES: OVERSEE CHECKING ACCOUNT USED TO PAY OFFICE EXPENDITURES I.E. ASSISTANT. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 8 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 09.20.2013; APPROX. 50 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 30 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.12.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 10 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-20
• S63 Uniform Securities Agent State Law Examination
  1986-07-25