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Gerhardt Gene Hartman

Sa Financial Solutions, LLC

San Antonio, TX

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Current Employers
Sa Financial Solutions, Llc

14100 San Pedro Avenue Suite 418, San Antonio, TX 78232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-10-11
  • TX RA
    APPROVED
    Since 2011-10-11

Branch Locations

14100 San Pedro Avenue Suite 418, San Antonio, TX 78232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerhardt G. Hartman, Sole Proprietor Dba Sa Financial Solutions San Antonio TX 10/2009 Present
Sa Financial Solutions, Llc San Antonio TX 05/2011 Present
  • 10/2009 → Present
    Gerhardt G. Hartman, Sole Proprietor Dba Sa Financial Solutions
    San Antonio, TX
  • 05/2011 → Present
    San Antonio, TX
Previous Registrations
  • 1992-03-12 → 2003-04-24
    Osaic Fs, Inc.
    San Antonio, TX
Other Businesses

Gerhardt G. Hartman, Sole Proprietor dba SA Financial Solutions; Investment Related; San Antonio, TX; Fixed Insurance Sales; Insurance Agent; Started 10/2009; Approximately 60 hours spent per month during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-20
  • S63 Uniform Securities Agent State Law Examination
    1986-08-20
Designations
Other Names
  • Gary Gene Hartman

View on SEC IAPD

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