Best Investors Account Sign in
Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-05-01
  • MA RA
    APPROVED
    Since 2010-05-01

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Funds Distributor, Inc. Boston MA 09/2000 Present
Columbia Management Advisors, Llc Boston MA 05/2005 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Boston MA 05/2010 Present
  • 09/2000 → Present
    Columbia Funds Distributor, Inc.
    Boston, MA
  • 05/2005 → Present
    Columbia Management Advisors, Llc
    Boston, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2005-05-24 → 2010-05-07
    Bofa Advisors, Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-17
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S65 Uniform Investment Adviser Law Examination
    2005-05-17
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Boston, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor