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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 07/2002 | Present |
| Bank Of America, N.A. | San Francisco | CA | 09/2009 | Present |
Status: APPRVD I*1074391 For profit or not for profit: Entity Charitable Name of outside business organization: sausalitobeautiful.org Investment related: N Address of business: Sausalito, California Nature of business: ["Charitable Organization"] Position, title, association: ["Treasurer","Board Member","Director"], Start date of relationship: 11/16/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Our Mission is to create, enhance, and protect Sausalito's public green spaces
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-29 |
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