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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-06
FL RA APPROVED 2018-03-05
CT RA APPROVED 2015-07-13
NJ RA APPROVED 2015-07-01
TX RA APPROVED 2015-06-26
  • NY RA
    APPROVED
    Since 2022-06-06
  • FL RA
    APPROVED
    Since 2018-03-05
  • CT RA
    APPROVED
    Since 2015-07-13
  • NJ RA
    APPROVED
    Since 2015-07-01
  • TX RA
    APPROVED
    Since 2015-06-26

Branch Locations

Boca Raton, FL • United States

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 06/2015 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
  • 06/2015 → Present
    Boca Raton, FL
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2012-07-17 → 2015-07-07
    Barclays Capital Inc.
    Miami, FL
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-30
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S66 Uniform Combined State Law Examination
    2012-08-30
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Other Names
  • William D Levy

View on SEC IAPD

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