Oswald Robert Donaldson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2003-03-19

CA RA
APPROVED

Since 2003-03-19

Branch Locations

330 North Brand Blvd Suite 910, Glendale, CA 91203 • United States

Shadow Hills, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	03/2003	Present
Advisory Group West	Glendale	CA	07/2003	Present

03/2003 → Present

Commonwealth Financial Network

Waltham, MA
07/2003 → Present

Advisory Group West

Glendale, CA

Previous Registrations

2003-09-09 → 2021-05-05

Advisory Group West

Glendale, CA
1997-12-19 → 2003-03-21

Osaic Fa, Inc.

Glendale, CA

Other Businesses

1. Fixed insurance sales; as of 03/2003; approximately less than 5% time spent during business hours; conducted at branch location, investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-05-21

S63 Uniform Securities Agent State Law Examination

2022-05-21

Designations

Chartered Financial Consultant

Other Names

Bob Donaldson
Oswald Donaldson

View on SEC IAPD