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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-09
  • TX RA
    APPROVED
    Since 2015-03-09

Branch Locations

3001 Glacier Pass Lane, Cedar Park, TX 78613 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2015 Present
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 3001 GLACIER PASS LANE, CEDAR PARK, TX, 4/13/2015, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8 HRS/MO - 8 HRS/MO TRADING. 2) LYFT, SAN FRANCISCO, CA, 7/2017, DRIVER, RIDE SHARE SERVICE, NIR, 160 HRS/MO, 0 HRS/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 120 HRS/MO - 120 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) SPANO FINANCIAL, LLS, 3001 GLACIER PASS LANE, CEDAR PARK, TX, 78613, 01/2022, OWNER, FINANCIAL SERVICES, INV REL, 20 HRS/MO - 20 HRS/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
S63 Uniform Securities Agent State Law Examination 1999-06-23
  • S66 Uniform Combined State Law Examination
    2014-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-06-23
Other Names
  • John P Spano

View on SEC IAPD

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