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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
C & K STRAATMANN FARMS LLC, NOT INVESTMENT RELATED, ST LOUIS MO, OWNER, START DATE: 6/2008, 192 HOURS MONTH/0 DURING TRADING, DUTIES: FARMING. TRUSTEE FOR MOTHER, INVT RELATED, ST. LOUIS, MO, START DATE; 2/19/2024, 4 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
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