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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-10 |
| CT | RA | APPROVED | 2022-12-15 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 02/1998 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 11/2006 | Present |
Entity Name: Studio Slew Investment related: No "Address: 361 STAGG ST, BROOKLYN, NY 11206-1734" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Art studio that will proved free art lessons and access to the arts to the local community. I have been asked to serve as Chairman of the Board. The founder does have an ECI and an open, unfunded account. the founder is the son of a Private Bank client. This is an unpaid position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-09 |
| S65 | Uniform Investment Adviser Law Examination | 1993-05-19 |
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