Alan Wayne Schroeder

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-08-07
WI	RA	APPROVED	1998-02-13

TX RA
APPROVED_RES

Since 2015-08-07
WI RA
APPROVED

Since 1998-02-13

Branch Locations

3008 Cleveland Ave, Plover, WI 54467 • United States

Stevens Point, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Plover	WI	09/2005	03/2020
Ameriprise Financial Services, Llc	Plover	WI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Plover, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Plover, WI

Other Businesses

Real Estate Ownership; Single Family; 7916 Rustic Road, , Rosholt, WI, 54473; Not Investment-Related; 10/01/2025.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-12

S63 Uniform Securities Agent State Law Examination

1998-02-12

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews