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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-07-02 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
3 Lafayette Street Suite 101, Milford, CT 06460 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Milford | CT | 07/2014 | 11/2016 |
| Guardian Life Ins | Milford | CT | 07/2014 | 11/2016 |
| Mass Mutual Life Insurance Company | Milford | CT | 12/2016 | Present |
| Mml Investors Services | Milford | CT | 02/2017 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 06/2020 | Present |
NAME: MILFORD FINANCIAL INVE REL: Y ADD: 185 PLAINS ROAD SUITE 202E MILFORD CR 06460 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES/AGENT START DATE:5/1/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-02 |
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