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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-26 |
Branch Locations
9666 Businesspark Ave Ste 208, San Diego, CA 92131 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American International Marketing | San Diego | CA | 06/1986 | 04/2019 |
| Crown Capital Securities, Lp | Orange | CA | 03/2010 | 04/2019 |
| Securities Management & Research, Inc. | San Diego | CA | 04/2019 | Present |
| Bfc Planning, Inc | San Diego | CA | 04/2019 | Present |
1. MUNRO WORLD ART ASSOCIATES-N-SAN DIEGO, CA-REPRESENT VARIOUS COLLECTORS AND GALLERIES FOR THE PURPOSE OF BUYING AND SELLING ART COLLECTIBLES-02/2017-32-0-EXECUTIVE DIRECTOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-26 |
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