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Kevin E. Smith

J.P. Morgan Securities LLC

Powell, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

7451 Sawmill Pkwy, Powell, OH 43065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Powell OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Powell OH 09/2009 Present
Previous Registrations
  • 2009-10-13 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
  • 2003-11-07 → 2006-01-25
    Osaic Wealth, Inc.
    Dublin, OH
    Strongsville, OH
    Willoughby, OH
    Valencia, CA
    Camarillo, CA
    Ridge, NY
    Dublin, OH
    Carmel, IN
    New York, NY
    Ocean View, DE
    Beverly, MA
    El Dorado, AR
    Columbus, OH
    Willoughby, OH
    Mooringsport, LA
    Bellville, NJ
    Centerville, OH
  • 2001-10-10 → 2003-08-26
    Raymond James Financial Services, Inc.
    Dublin, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-06
S65 Uniform Investment Adviser Law Examination 1992-09-16
  • S63 Uniform Securities Agent State Law Examination
    1993-04-06
  • S65 Uniform Investment Adviser Law Examination
    1992-09-16
Other Names
  • Kevin Eugene Smith

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATOS WEALTH PARTNERS, LTD
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

DAVID THOMAS GILG
Zakariah Yehya Aziz
TODD EDWARD CRAWFORD
SHAHROKH C MINOUI
CURTIS CORNELIOUS CLARK
KURT ALLEN HILDEBRAND
KEVIN L FIFER
Michael Johnson

Other Offices

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC · POWELL, OH
D.A. DAVIDSON & CO. · POWELL, OH
SHUTTLEWORTH & COMPANY · POWELL, OH
CETERA INVESTMENT ADVISERS LLC · POWELL, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POWELL, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
LPL FINANCIAL LLC · POWELL, OH

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