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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-19
GA RA APPROVED 2003-03-31
  • TX RA
    APPROVED_RES
    Since 2019-11-19
  • GA RA
    APPROVED
    Since 2003-03-31

Branch Locations

6 Skidaway Village Walk Ste D 1St Fl, Savannah, GA 31411 • United States

200 Stephenson Ave [G2-Rbo], Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Other Businesses

DABLAB, LLC; INVESTMENT RELATED; SAVANNAH, GA; START 12/09; 100% OWNERSHIP; 0 HRS PER MONTH 0 DURING TRADING; LLC FOR INVESTMENT PURPOSES| OLIVIA'S CENTER LLC, INV RELATED, SAVANNAH, GA, 4% OWNER, START: 5/2013, 0 HOURS.| RENTAL PROPERTY; INV. RELATED; SAVANNAH, GA; 100% OWNERSHIP; CONDO; START DATE 10/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-26
S63 Uniform Securities Agent State Law Examination 1986-09-04
  • S65 Uniform Investment Adviser Law Examination
    1996-04-26
  • S63 Uniform Securities Agent State Law Examination
    1986-09-04

View on SEC IAPD

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