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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-27
PA RA APPROVED 2015-02-24
  • TX RA
    APPROVED
    Since 2015-11-27
  • PA RA
    APPROVED
    Since 2015-02-24

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cynwyd PA 02/2015 Present
Bank Of Ameriac, N.A. Cynwyd PA 03/2015 Present
Bank Of America, N.A. Bala Cynwyd PA 03/2015 Present
Previous Registrations
Other Businesses

I*8025 For profit or not for profit: Name of outside business organization: J. Norman Deitrich Investment related: Address of business: Tybee Island, Georgia 31328 Nature of business: , Position, title, association: , Start date of relationship: 6/16/2019 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 2 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-17
S63 Uniform Securities Agent State Law Examination 1986-08-27
  • S66 Uniform Combined State Law Examination
    2009-03-17
  • S63 Uniform Securities Agent State Law Examination
    1986-08-27
Other Names
  • Norman Deitrich
  • Norm Deitrich
  • James Norman Deitrich
  • James N Deitrich
  • James Norman Deitrich
  • James Norman Norman Deitrich

View on SEC IAPD

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