Patrick James Hudec

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2013-10-29

OH RA
APPROVED

Since 2013-10-29

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co Inc	Pepper Pik	OH	10/2013	Present

10/2013 → Present

Oppenheimer & Co Inc

Pepper Pik, OH

Previous Registrations

2009-04-08 → 2013-10-31

Stifel, Nicolaus & Company, Incorporated

Beachwood, OH

Westlake, OH

Pepper Pike, OH
1997-04-14 → 2003-04-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brecksville, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-06
S63	Uniform Securities Agent State Law Examination	1987-02-26

S65 Uniform Investment Adviser Law Examination

1999-04-06
S63 Uniform Securities Agent State Law Examination

1987-02-26

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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