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Daniel Christopher Duren

LPl Enterprise, LLC

Coshocton, OH

CRD 1534043

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

243 S 4Th St, Coshocton, OH 43812 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Coshocton OH 08/1985 Present
Pruco Securities, Llc. Coshocton OH 08/1985 11/2024
Lpl Enterprise, Llc Coshocton OH 11/2024 Present
Previous Registrations
Other Businesses

1) 04/30/2025-Duren Insurance and Financial Services-Registered Rep-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/19/1985- 160hrs/mth-160hrs/mth during trading 2) 05/08/2025-Daniel C Duren-Insurance Advisor-Non-Variable Insurance-Inv related-At Coshocton, OH-Start date 08/19/1985-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-07
S65 Uniform Investment Adviser Law Examination 2000-09-27
  • S63 Uniform Securities Agent State Law Examination
    2006-07-07
  • S65 Uniform Investment Adviser Law Examination
    2000-09-27
Other Names
  • Daniel C Duren

View on SEC IAPD

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