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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-15 |
Branch Locations
97 Main Street W 103, Edwards, CO 81632 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Fianancial Services, Inc. | Marion | IA | 12/2005 | Present |
| Bfc Planning, Inc. | Edwards | CO | 06/2016 | Present |
1.1ST & MAIN INVESTMENT ADVISORS-Y-EDWARDS, CO-FINANCIAL ADVISORY-ADVISOR-10/1999-200-150-FINANCIAL ADVISORY BUSINESS 2.EAGLE VALLEY FAMILY ASSISTANCE FUND-N-EDWARDS, CO-LOANS-PRESIDENT-01/2018-5-0-MAKE LOANS TO INDIVIDUALS WHO WOULD NOT NORMALLY QUALIFY FOR CONVENTIONAL LENDING 3.FMH INVESTMENTS CORP-Y-EDWARDS, CO-INVESTMENTS-PRESIDENT-05/1993-200-150-INVESTMENT ADVISORY SET UP FOR BANKING PURPOSES 4. RIVERHOUSE CONDOMINIUM ASSOCIATION-N-EDWARDS, CO-PROPERTY MANAGEMENT-MANAGER-05/1992-30-10-MANAGE CONDOMINIUM ASSOCIATION 5.Dana A DelBosco Revocable Trust-Y-Edwards, CO-Trustee Duties-Co Trustee-05/2000-5-1-Trustee Powers, Check writing powers and Trust investments. 6.St. Petersburg, LLC-N-Edwards, CO-LLC for office building-Partner-08/1999-1-0-No real duties, this is an LLC that owns the office space which 1st & Main operates out of. 7.1st & Main Investment Advisors-N-Edwards, CO-Insurance Sales-Agent-01/2018-2-2-Diversified Brokerage Services, Sale of Life Insurance. 8.Edwards Rotary-N-Edwards, CO-Financials and Check Signing-Treasurer-10/2019-10-5-Reviewing financials and check signing for the Edwards Rotary Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-18 |
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